WTO-Plus In Free Trade Agreements

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圖書標籤:
  • WTO
  • Free Trade Agreements
  • International Trade Law
  • Regional Trade
  • Trade Policy
  • WTO Law
  • Trade Liberalization
  • Economic Integration
  • FTAs
  • Global Trade
  • International Law
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圖書描述

  People often hear the term “WTO-plus”. But they do not fully understand the exact meaning and the legal status of it under the WTO. The book divides FTA provisions into three categories and analyzes WTO-plus issues of different categories. These categories are those provisions dealing with the matters which are required by the GATT 1994 to be included in the FTAs; those FTA matters not required by the WTO, but allowed or admitted by explicit WTO provisions or not denied by WTO practices; and those matters not covered by the WTO or, although covered by the WTO, not allowed by the WTO to be an exception to the MFN principle. It is expected that through the analysis of the issues arising from different categories, readers will clearly understand the exact meaning of WTO-plus and the related issues. It is also hoped that the analysis will help WTO Members to negotiate further rules on FTAs under the WTO and to formulate their FTA rules and policies concerning the plus aspects, and to help dispute settlement decisions on the related issues.

  許多人都聽過WTO-plus這個詞,但對該詞的真正含意及其在WTO下的法律地位,未必能掌握。本書將自由貿易協定的內容分成三類,亦即(1)GATT對於成立自由貿易協定所要求的內容。(2)WTO所並不要求,但為WTO規範明示允許或未為WTO實務所否定的內容;此種內容可作為最惠國待遇條款之例外。(3)WTO所未涵蓋的領域,或雖為WTO所涵蓋,但未為WTO所承認得作為最惠國待遇條款之例外。透過分析自由貿易協定此等不同類型的規定,讀者應可瞭解WTO-plus的正確法律上意義以及其衍生的相關問題。本書希望有助於WTO會員將來在WTO之下進行自由貿易協定相關規範的談判;並相望協助其談判自由貿易協定的條文以及擬定自由貿易協定的政策。將來如有相關的爭端案件,本書亦希望可以作為釐清相關問題的參考。

國際貿易法理論與實踐前沿:WTO體係的演變、區域經濟一體化及其對全球治理的重塑 圖書簡介 本書旨在深入剖析當代國際貿易法律與治理體係的復雜圖景,聚焦於世界貿易組織(WTO)框架下的多邊主義與日益興起的區域和雙邊貿易協定(RTAs/FTAs)之間的互動、張力與互補。本書摒棄對特定“WTO-Plus”協定(如知識産權、政府采購等在WTO現有規則之上增補的特定領域)的集中討論,而是從宏觀的法律理論、製度設計和地緣政治影響的角度,構建一個關於全球貿易規則演變的全景式分析框架。 第一部分:全球貿易治理的理論基礎與曆史演進 本部分首先梳理瞭國際貿易法學的基礎理論,包括比較優勢理論在法律製定中的體現、自由貿易原則的倫理基礎以及貿易保護主義的製度性誘因。重點討論瞭關貿總協定(GATT)嚮WTO的過渡,分析瞭這種製度變遷如何反映瞭全球經濟權力結構的調整和對更具約束力的爭端解決機製的內在需求。 GATT 時代的規則局限性與WTO的製度創新: 詳細考察瞭GATT的“準多邊”性質與WTO作為永久性國際組織的本質區彆。著重分析瞭“貨物貿易總協定”在服務貿易(GATS)和知識産權(TRIPS)領域進行製度擴展的必要性,但同時,本書將著眼於這些擴展在多邊框架內所暴露齣的規範縫隙和治理效率問題。 貿易法理論的範式轉移: 探討瞭經濟民族主義、新保護主義思潮對傳統自由貿易信念的挑戰。分析瞭貿易法從單純的“市場準入”工具,嚮涉及勞工標準、環境可持續性、産業政策等“深層一體化”議題轉變的內在驅動力及其麵臨的閤法性危機。 第二部分:區域貿易協定(RTAs/FTAs)的結構性崛起與多邊體係的適應性挑戰 全球貿易治理的實踐已明顯轉嚮以區域和雙邊協定為主要載體。本部分深入解析瞭RTAs/FTAs在法律結構、談判策略和實施效果上,與WTO多邊體係的異同,探討瞭“碎片化”現象對全球統一貿易規範的侵蝕。 RTAs/FTAs的法律復雜性與規範溢齣效應: 本章詳細比較瞭不同層級和深度的區域協定(如北美自貿區、歐盟的深層整閤模式、跨太平洋夥伴關係協定等)在原産地規則、非關稅壁壘消除機製上的具體設計。分析瞭這些協定如何通過“迴溯效應”或“示範效應”影響到WTO的後續議程設置。 “WTO兼容性”的法律審視: 探討瞭WTO規則(尤其是《馬拉喀什協議》第24條和GATS第5條)對區域協定閤法性的約束,以及實踐中如何利用規則的模糊性來構建超越現有WTO承諾的“高標準”規則。分析瞭此類協定在實踐中對“最惠國待遇”原則的間接削弱。 地緣政治驅動下的貿易法工具化: 審視瞭地緣政治競爭如何塑造貿易協定的內容和範圍,使貿易協定不再僅僅是經濟工具,而成為戰略聯盟和價值觀輸齣的媒介。這部分將聚焦於供應鏈安全、關鍵技術控製等非傳統貿易議題在區域協定中的製度化過程。 第三部分:爭端解決機製的效能、危機與替代方案的探索 爭端解決機製是現代貿易治理體係的核心支柱。本部分將分析WTO爭端解決係統(DSU)當前麵臨的結構性挑戰,並考察區域機製提供的替代性或補充性解決方案。 DSU的製度性疲勞與政治化: 詳細評估瞭上訴機構停擺的深層原因,追溯瞭其在GATT時期積纍的司法保守主義與成員國主權訴求之間的固有矛盾。重點分析瞭成員國如何利用程序性手段(如上訴機構成員任命)架空多邊爭端解決的有效性。 區域爭端解決機製的比較研究: 比較瞭歐盟內部的司法審查機製、北美自貿區框架下的專傢組裁決模式,以及新興的雙邊投資協定(BITs)中的投資者-國傢爭端解決(ISDS)機製的特點。分析瞭這些區域機製在執行力、透明度和對國內法體係滲透性上的差異。 第四部分:貿易法在應對新挑戰中的角色重塑:可持續發展與數字經濟的規製睏境 隨著全球經濟重心和環境意識的轉移,國際貿易規則正麵臨著前所未有的非傳統議題的壓力。本書不再著眼於TRIPS等現有“Plus”條款的增補,而是關注規則製定者在應對這些新領域時,多邊與區域框架的定位。 氣候變化與貿易法的張力: 討論瞭碳邊境調節機製(CBAM)等氣候政策如何與WTO的非歧視原則(MFN和國民待遇)産生根本性衝突。分析瞭區域集團(如歐盟)如何利用其內部的法律統一性,率先在氣候貿易領域製定具有外部輻射力的規則。 數字貿易治理的製度真空: 探討瞭數據流動、數據本地化要求、算法透明度等數字經濟核心議題在現有WTO框架(GATS)下的規製不足。分析瞭為何區域協定成為瞭當前探索數字貿易規則的主要試驗場,以及這些區域性規範在多大程度上構成瞭未來全球數字貿易規則的雛形。 結論:麵嚮未來的全球貿易治理框架 本書最後總結瞭多邊主義的韌性與區域一體化的滲透性之間的動態平衡。強調瞭理解國際貿易法演變,必須超越對單一協定條款的解讀,轉而關注不同層級、不同地域的法律規範如何相互作用,共同塑造一個日益復雜、多中心、且充滿博弈的全球貿易治理新常態。本書旨在為研究人員、政策製定者以及法律專業人士提供一個批判性的視角,以應對當前全球貿易體係的結構性重塑。

著者信息

圖書目錄

CHAPTER 1
INTRODUCTION
Ⅰ Meaning of WTO-Plus
Ⅱ Reasons to Discuss WTO-Plus Aspects of FTA
Ⅲ Three Categories of FTA Provisions and Their General Relations with WTO: Layout of the Book

CHAPTER 2
NON-PLUS ASPECTS:
CONTENTS NECESSARY FOR THE FORMATION OF FTA
Ⅰ Relations between Plus and Non-plus Aspects
Ⅱ The Authorization to Establish an FTA and the Requirements to Be Qualified as FTA
Ⅲ Elements Necessarily to Be Included in an FTA under GATT 1994

CHAPTER 3
OPTIONAL CONTENTS FOR FTA AS NON-WTO-PLUS: EXCEPTIONS AND TRADE REMEDIES
Ⅰ Those Allowed to Be Excluded from Trade Liberalization under Article XXIV:8
Ⅱ Trade Remedy Rules in FTAs
Ⅲ Legal Status of FTA Trade Remedies under GATT Article XXIV:8
Ⅳ Legal Status of FTA Trade Remedies under GATT Article I
Ⅴ Legal Status of FTA Trade Remedies from the Perspective of WTO Trade Remedy Rules
Ⅵ Legal Status of FTA Trade Remedies from the Perspective of WTO Appellate Body Reports
Ⅶ Some Remarks on Trade Remedies as Optional Elements of FTA

CHAPTER 4
UNAUTHORIZED WTO-PLUS IN FTA:
INTELLECTUAL PROPERTY AND TRIPS-PLUS
Ⅰ TRIPS-Plus Provisions Being Commonly Included in FTAs
Ⅱ The Scope of the FTA Exceptions under GATT Article XXIV:5
Ⅲ The Coverage and Standards of TRIPS Agreement
Ⅳ Wider Use of TRIPS-Plus in FTAs and Their Different Types
Ⅴ Provisions Incorporating New Types of Intellectual Property and Their Legal Status
Ⅵ Provisions Giving up Flexibilities and Their Legal Status
Ⅶ Provisions Expanding the Contents of Protection and Their Legal Status
Ⅷ The Extent of TRIPS-Plus in FTA Permitted under the WTO

CHAPTER 5
WTO-PLUS PROVISIONS IN FTA COVERED BY PLURILATERAL AGREEMENT: GPA-PLUS
Ⅰ Government Procurement Matters under WTO
Ⅱ Issues about Whether the Elimination of Restrictive Regulation on Government Procurement is Necessary for Forming an FTA
Ⅲ GPA Provisions Affecting FTA Government Procurement Chapters
Ⅳ Government Procurement Chapters as a GPA-Plus

CHAPTER 6
COMPETITION POLICY AS A WTO-PLUS IN FTA:
THE TREND OF INCLUDING COMPETITION CHAPTER IN FTA
Ⅰ Some Trends of International Aspects of Competition Policy
Ⅱ Earlier FTAs and the Lack of Competition Provisions
Ⅲ The First Comprehensive Competition Chapter in an FTA: NAFTA
Ⅳ More Recent Competition Chapters
Ⅴ Implications of Competition Chapters in FTA
Ⅵ Competition Chapter as a WTO-Plus

CHAPTER 7
INVESTMENT MATTERS AS A WTO-PLUS IN FTA
Ⅰ Introduction
Ⅱ Recent Development of BITs and FTAs
Ⅲ Comparison of the Contents of BIT with the Investment Chapter of FTAs
Ⅳ Points to Be Drawn from the Comparison
Ⅴ Policy Choice for the Governments
Ⅵ Investment Chapter as a WTO-Plus

CHAPTER 8
ENVIRONMENT CHAPTER AS A WTO-PLUS IN FTA
Ⅰ Current Multilateral Environmental Protections and Their Limitations
Ⅱ Origin and Reasons of FTA Dealing with Environmental Protection
Ⅲ The Extent of Prevalence for FTAs Containing Environmental Provisions and Their Different Forms
Ⅳ Different Forms for Including Environmental Provisions in FTAs
Ⅴ Elaboration on Some Key Environmental Provisions
Ⅵ Environmental Chapter as a WTO-Plus and Paradigm Shift of Using Multi-bilateral FTAs as the Vehicle to Carry Out the Goal of Environmental Protection

CHAPTER 9
POSSIBLE ADDITIONAL WTO-PLUS IN FTA:
A HEALTH CHAPTER
Ⅰ Introduction
Ⅱ The Requirement of New IHR upon its Members to Engage in International Cooperation
Ⅲ FTA Having Legal Status under the New IHR
Ⅳ FTA and Health Matters
Ⅴ Reasons for FTA to Have a Health Chapter for Public Health Matters
Ⅵ Health Matters that Can Be Covered by an FTA

CHAPTER 10
CONCLUSION

INDEX

圖書序言

PREFACE

  The term “WTO-plus” is widely used. It is applied in various contexts to reflect the obligations assumed by a country being greater than what are currently imposed or required by the agreements under the WTO. More often it is used to describe the broader coverage of matters by the FTA than those required and covered by relevant WTO agreements. The discussions of this book focus on this aspect.

  There are basically three categories of the provisions in FTAs: The first category includes those provisions dealing with the matters which are required by the GATT 1994 to be included in the FTAs. If there were no such provisions or contents included, the trade agreements would not be considered as legitimate FTAs under WTO and thus the agreements cannot be the basis for constituent members to depart from the MFN requirements. Provisions concerning tariff elimination and elimination of restrictive regulation of commerce between FTA parties are of this kind. The book discusses the extent that tariffs and other restrictive regulations of commerce are to be eliminated.

  The second category includes those FTA matters not required by the WTO, but allowed or admitted by explicit WTO provisions or not denied by WTO practices. The matters explicitly allowed to be included in FTAs are those permitted under GATT Articles XI, XII, XIII, XIV, XV and XX. A difficult issue is whether those matters not in this list, especially the antidumping, countervailing and safeguard provisions in FTAs, are also allowed under the WTO. The book discusses the related issues for clarification.

  The third category includes those matters not covered by the WTO or, although covered by the WTO, not allowed by the WTO to be an exception to the MFN principle. The intellectual property provisions in FTAs are basically the subject covered by the WTO but without specific authorization under the TRIPS Agreement to qualify such provisions in the FTAs as exceptions to the MFN obligation in this agreement. From the perspective that the inclusion of intellectual property protection in FTAs is not required by the WTO, they are WTO-plus provisions. From the perspective that many intellectual protections in FTAs exceed the minimum requirements of the TRIPS Agreement, such provisions are also TRIPS-plus.
The book discusses intellectual property right under FTAs as WTO-plus and TRIPS-plus.
The book will also analyze legal issues concerning GPA-plus issues because of its unique status from WTO perspective. Other WTO-plus issues discussed in this book include those relating to competition, investment, and environmental protection. These are all under the third type of FTA provisions, which can be generally considered as WTO-plus matters. The book will elaborate the plus aspects of FTAs concerning these issues.

  In addition to those commonly included WTO-plus chapters in the FTAs, the book will also explore about whether it is appropriate to have a health chapter in FTAs to become a positive WTO-plus element.

 The author expects that the book will clarify issues that have not been fully elaborated before so that there will be clear understanding on WTO-plus issues. Hopefully, it would help WTO Members to negotiate further rules on FTAs under the WTO, to formulate their FTA rules and policies concerning the plus aspects, and to help dispute settlement decisions on the related issues.

Chang-fa Lo
At Asian Center for WTO and International Health Law and Policy, National Taiwan University College of Law

圖書試讀

用户评价

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看到《WTO-Plus In Free Trade Agreements》的標題,我腦中立刻閃過許多關於國際貿易規則演變的疑問。過去,WTO一直是全球貿易的基石,但近年來,FTA的蓬勃發展,似乎正在悄悄地重塑著貿易格局。這本書的書名,直接點齣瞭FTA中超越WTO基礎協議的“Plus”元素,這讓我非常期待它能深入剖析這些新增的、更具規範性的條款。我猜想,這本書會詳細討論在FTA中,那些關於服務貿易更細緻的承諾,例如金融、電信、專業服務等領域的準入和國民待遇,以及投資保護條款的深化,包括投資者與國傢間爭端解決機製(ISDS)的細節。此外,知識産權保護的加強,例如專利、版權、商標等方麵的更高標準,以及在數字經濟時代,數據跨境流動、網絡安全等新興議題在FTA中的體現,都是我非常想瞭解的內容。不知道書中是否會包含對這些“Plus”條款,在實際談判中引發的爭議和挑戰的分析,以及不同國傢在製定和執行這些條款時所采取的策略和考量。

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《WTO-Plus In Free Trade Agreements》這個書名,讓我立刻聯想到當前國際貿易體係中一個非常核心且動態的議題。我一直很好奇,自由貿易協定(FTA)中那些超越世界貿易組織(WTO)基本規則的“WTO-Plus”條款,究竟是如何被構建、被談判,又如何影響著各國的貿易政策和經濟發展。這本書的書名,恰恰觸及瞭這一點,我期待它能深入探討這些“Plus”條款的具體內容,例如在服務貿易自由化方麵,是否涵蓋瞭更廣泛的領域和更深度的承諾;在投資保護方麵,是否引入瞭更具約束力的機製;在知識産權保護方麵,是否設立瞭更高的標準。我特彆關注的是,這些“WTO-Plus”條款在實際操作中,如何影響到像我們颱灣這樣,高度依賴國際貿易的經濟體。書中是否會提供一些案例研究,說明這些條款是如何被各國解讀和應用的,以及它們對産業競爭力、市場準入、甚至國傢主權可能産生的深遠影響。我希望這本書能提供一個清晰的框架,幫助讀者理解FTA在當前全球經濟格局中的角色和演變。

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這本書的題目《WTO-Plus In Free Trade Agreements》真是點齣瞭一個非常關鍵的議題!尤其對我們颱灣的産業界來說,國際貿易協定的動態和它對我們市場準入的影響,簡直是每天都在關注的頭條。我一直很好奇,這本書會不會深入探討FTA(自由貿易協定)中的“WTO-Plus”條款,也就是那些超越瞭WTO基礎規則,但又日益成為FTA核心內容的部分。像是服務貿易的更廣泛承諾、投資保護的細節、知識産權的強化,乃至於一些新興領域的規則(比如數字貿易、環境標準等)。我想,如果它能提供一些FTA實際運作中,這些“Plus”條款如何影響各國政策製定,以及企業如何應對的案例分析,那就太有價值瞭。畢竟,光是知道規則還不夠,更重要的是理解規則如何落地,以及它對颱灣中小企業、大型跨國公司,甚至是我們未來産業升級的方嚮能帶來什麼啓發。我期待書中能有對不同類型FTA(例如區域性的、雙邊的)的比較分析,看看它們在“WTO-Plus”的側重點上有什麼差異,而這些差異又會如何影響我們的貿易夥伴選擇和談判策略。

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《WTO-Plus In Free Trade Agreements》這個書名,瞬間激起瞭我對於全球貿易架構下,國傢間閤作與競爭模式演變的濃厚興趣。我相信,這本書一定會深入探討自由貿易協定(FTA)在超越世界貿易組織(WTO)現有規則的基礎上,是如何構建更緊密、更具深度的經濟關係的。我非常好奇,書中會如何解析“WTO-Plus”的內涵,是否會聚焦於那些在FTA中被重點強調,但WTO框架下可能相對模糊或未被充分規範的領域,例如:更廣泛的市場開放承諾(包括服務業和投資)、知識産權保護的升級、競爭政策的協調、以及新興的數字貿易規則。對我而言,瞭解這些“Plus”條款的具體條文,以及它們在不同FTA中的變體,是至關重要的。特彆是,我希望能看到書中對這些條款的實施效果進行評估,分析它們對參與國經濟增長、産業結構調整以及消費者福利可能産生的正麵和負麵影響。這本書是否能提供一些實際案例,說明企業如何利用或規避FTA中的“WTO-Plus”條款來製定其國際化戰略?

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讀到《WTO-Plus In Free Trade Agreements》這個書名,腦海中立刻浮現齣許多關於貿易談判的畫麵。不知道這本書會如何解讀“WTO-Plus”這個概念,是僅僅指比WTO協議更寬鬆、更自由的條款,還是包含瞭一些更深層次、更具規範性的內容?例如,現代的FTA常常會觸及到我們過去不太常在多邊貿易體製下看到的議題,像是勞工標準、環境保護、數據流動、國有企業改革等等。如果這本書能把這些“非傳統”的貿易議題,以及它們如何在FTA中被納入並具體化,詳細地進行分析,我會覺得相當驚喜。尤其希望它能探討,這些“Plus”條款在實踐中可能引發的爭議,以及各國在平衡經濟利益與國內政策目標時,是如何權衡取捨的。對於我們颱灣來說,如何確保在追求FTA的同時,不損害我們的産業競爭力,又能符閤國際社會對可持續發展的期望,這是一個非常重要的問題。書中是否能提供一些跨國比較的視角,看看其他國傢是如何處理這些復雜議題的,這將非常有參考價值。

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